Writing Guide for Philosophy

 

       I.      Identifying a philosophical problem

    II.      Organizing ideas

 III.      Defining concepts

  IV.      Analyzing arguments

     V.      Comparing and contrasting

  VI.      Giving examples

VII.      Applying theory to practice

VIII. Testing hypotheses

 

Forms of Philosophical Writing

 

Identifying a Philosophical Problem

Philosophy is a problem solving enterprise. Part of what one learns in becoming a philosopher is to find problems and then to use all the skills at one's disposal to solve them. A philosophy paper without a problem is very much like a body without a head, or perhaps a more accurate metaphor would be a body without DNA -- that is a body whose organizing principle is missing.

 

So, what is a problem, and particularly a philosophical problem? One answer is that a problem is a question not easily answered. If I ask you "What time is it?" - there is a question which is usually easily answered. You look at your watch and give me the answer. If we start wondering what justice or beauty is, or if we have free will, we may find that these questions are not at all easy to answer. If our goal is to say what justice is, and there are difficulties preventing us from giving an adequate answer, then we have a problem. Some problems are so intractable that they last for centuries -- the problem of evil, the mind/body problem and the problem of induction are some notable examples. Some problems are such that a good philosopher can think them through in an afternoon.

 

In one sense problems are pretty easy to come by in philosophy. Whenever people hold opposing positions, we are likely to have the problem of determining who has the strongest position. "People have free will." "No! People's actions are completely determined. Free will is an illusion!" Who is right? Well, at this point we need to look at the arguments on behalf of the positions, and we need to evaluate the strength and weakness of the competing positions. What if we find, as is likely the case in the free will debate, that all of the positions have serious weaknesses? That represents a problem on a new level. Now we have to try to determine if there are insoluble difficulties as opposed to solvable difficulties. We need to start modifying positions to make them stronger.

 

If you find two commentators seriously disagreeing about how to construe or evaluate an argument in Plato or Hobbes, Rawls or Singer, they cannot both be right. So, your problem then becomes, which of the two commentators has the strongest evidence supporting his interpretation.

 

One important benefit of acquiring a problem is that it will largely dictate what the parts of your paper are going to be. If you are trying to decide which of two commentators has the right interpretation of an argument, then you are going to have to explain each of their views, in what way they disagree, what the crucial point is for resolving the disagreement, and the philosophical moral to be drawn from the resolution. When you start, you may very well not be entirely sure what the crucial point is, or how you are going to resolve it. Still, without knowing that, you can determine that all of the parts listed above will need to be there in your paper. You can then start working your way from the things which are more easily done - like giving the argument about which the commentators disagree, stating the view of the two commentators, and explaining what is at stake. By doing all this, you may find that you have grasped the treads you need to figure out the solution to the problem. This is where philosophical and reasoning skills as well as creativity come into play.

 

One of the things you need to learn is how to find a problem that is manageable given the length of the paper you are writing. Problems vary in scope. Questions about justice, free will, causality, personal identity and so forth are very large in scope. These are things about which books are written. To deal with large problems like these, we have to look to see if they have parts, and then look for parts of those parts until we get down to some manageable size. One then deals with the parts and puts them together and until one finally gets the analysis of the large problem one began with.

 

Generally, in writing a philosophy paper, you will be dealing with much more narrow and specific topics than justice or free will, and with correspondingly narrowed and specific problems. If you find yourself writing a five page paper about six proofs for the existence of God, something is probably wrong. To deal with a single proof you need to explain what the proof for the existence of God is, what the problem is with it that your propose to consider, what the difficulties are, and your proposed solution to those difficulties. Usually you need to narrow the scope. Instead of looking at the problem of free will, you want to look at a particular argument offered by a particular person, and then it may well be possible to narrow the scope even farther. Very likely there is a single premise in that argument which is the crucial premise.

 

Example

In the sample research paper in this manual the problem is to determine which view of human nature, that expressed by Kao Tzu, Mencius or Hsun Tzu is the strongest. To do this the author must tell us what the three positions are, compare and contrast to try to get at what the significant differences are between the positions, and probe for the weakness and strengths of the competing positions.

 

Criteria

Problems can be either important or unimportant, they can be huge in scope or very narrowly focused, they can be easily solvable or completely intractable. The best papers will find an interesting and important problem, which is sufficiently focused so that the discussion of it is not superficial, and which presents real and interesting difficulties with which the student grapples. The best papers will have a problem which is convincingly solved. Still, it is sometimes the case that at the end of the day one finds that the one simply cannot solve the problem posed. In cases like this a thorough and convincing discussion of the difficulties may well be more acceptable than some unconvincing and weak gesture at a solution.

 

Organizing Your Ideas

If you are writing a very short paper it may be clear what the parts are and how they should fit together. Longer papers very likely will require more thought and effort. Once you have a problem or a thesis, what some of the major parts of your paper need to be may well be clear. Now what you should do is consider what these parts are and how they are going to relate to one another. In other words, you need to decide on the organization of your paper.

 

You might begin by considering some typical organizational schemes and how the parts you have identified fit into such a scheme. As Jay Rosenberg notes in The Practice of Philosophy (New Jersey: Prentice-Hall), two common forms are the adjudicatory essay and the problem-solving essay.

In an adjudicatory essay, the author acts as a third party to a dispute between two parties. The purpose of the article is to evaluate the strengths and weaknesses of the competing positions. The structure is often:

 

       I.      Formulation of the issue/the dispute

    II.      Exposition of position I

 III.      Evaluation of position I

  IV.      Exposition of position 2

     V.      Evaluation of position 2

  VI.      Resolution

 

In a problem-solving essay, the author detects or constructs a problem and then proposes a solution. The structure is often:

 

             I.      Formulation and analysis of the problem

          II.      Development of criteria of adequacy for a solution

       III.      Exploration of inadequate possible solutions

        IV.      Exposition of the proposed solution

           V.      Assessment of the adequacy of the proposed solutions

        VI.      Replies to anticipated criticisms

 

Depending on the length of the article and the sophistication of the author, III and VI can be missing wholly or in part.

 

Still such an outline may not determine how the parts of your paper are going to fit together. If these sample organizational schemes do not suit your needs, you might begin by listing the major parts and asking how they are going to function. The major parts might, for example, have a logical connection. If they can be structured as a simple logical argument then it will be clear how the parts relate.

 

Once you know how the major parts are going to relate to one another, you can turn to a consideration of the structure of each part and ask what they need to achieve the function you have decided they should have.

Once you have reached this point you can very likely start writing an outline. There are a variety of virtues to writing an outline. An outline makes clear what each part is supposed to do and what is supposed to be in it to achieve this purpose. Given this, you can begin by writing the parts which are the easiest, and determine which you need to do research to write and so on. You can use your outline to chart your progress towards the completion of this project.

 

Defining Concepts

One great conversation stopper is to ask someone to define a term. Defining turns out to be a difficult activity for a number of reasons. Many terms seem to defy any attempt to state precisely how and when they will apply to things. For example, how would you define "chair" given the inordinately large number of things which might count as a chair? Though hard, defining is extremely important because how we define terms influences the way we experience and understand the world. For instance, think of how your definition of "violence" affects what you think about certain acts.

 

Many modem philosophers explore definitions. They believe that if you can restructure the definition of a term or concept, you can begin to restructure the practices and beliefs associated with those terms.

 

There are many kinds of definitions. A reportive or lexical definition relates the way a term is ordinarily used. Dictionaries contain such definitions. A stipulative definition provides meaning to a new term. For example, it was stipulated that the offspring of a male tiger and a female lion be called a "tigon." A persuasive definition is used to alter your attitude towards the object usually associated with the term. For instance, "liberal" might be persuasively defined by some as "drippy-eyed do gooder" and by others as "genuine humanitarian committed to equal opportunity for all." Philosophers consider such persuasive definitions illegitimate.

 

Professors will seldom ask for the three kinds of definitions just listed.

However, professors will often ask for an analytical definition. This kind of definition shows what the conceptual parts of the term are and how these parts are related to one another. This kind of definition attempts to lay out the conditions under which a term or concept applies to the thing in question. An example is "bachelor" means "adult, unmarried male." Analytical definitions are usually offered with a specific purpose in mind. They attempt to reform ordinary usage of a term. Such reforms can be precising or expansive. An example of a precising definition is Kant's definition of experience as a combination of sense perceptions and certain operations of the mind. In this sense, his use of the term is more specific than the usual sense of "sense perceptions." An example of an expansive definition is when "rights" is used to cover "animal rights." This is expansive because, on traditional theories, only humans were thought to have rights.

 

Purpose

An analytical definition can tell us what features are common to all things of a particular class, and it can tell us what features are unique to that class of things. Sometimes, an analytical definition can do both at the same time. In this way, a definition provides a precise description.

 

Why would we want to know which features are common and which are unique? If we wish to say that something is, say, a house, it is important to know what is common and what is unique to different houses. If we include a feature not unique to only houses, we may have to call something a house even thought we do not want to. For instance, if we define house as 'shelter,' a cave would qualify as a house. Most people would not agree, considering our definition too expansive.

 

Method

To construct an analytical definition, you must search for the necessary and sufficient conditions of a concept. A "necessary" condition is one without which something cannot be what it is. For example, if something is not a living creature, it cannot be a mammal. So being a living thing is a necessary condition for being a mammal. A "sufficient" condition specifies one way of being that thing. For example, "having the flu" is a sufficient condition for "feeling miserable." If you want to feel miserable, having the flu will do the job.

 

The most rigorous definitions give both necessary and sufficient conditions for being whatever is being defined. Such definitions may be found in logic and mathematics, and in some of the most developed sciences like physics and chemistry.

 

Some terms seem to defy definition in terms of necessary and sufficient conditions. For these terms a definition is a listing of the family resemblance among objects referred to by the term. The idea is that one member of a family will have the same nose as another member, but not the same eyes or mouth, while some other member will have the same mouth, but not the same eyes or nose. Thus, there is no single (necessary) feature which can be found in all of the family members.

 

Throughout history, philosophers have labored to understand what counts as a good definition. The above only scratches the surface of the historical conversation about definitions.

 

For example, the philosopher John Locke recognizes that there are a variety of competing definitions of the word 'man,' in the ordinary usage of his time. Some might think that a man is an intelligent being who can reason and talk. Or some might think that being a man has to do with having the physical structure of a man. Locke gives a variety of interesting arguments to analyze the definition of 'man.' Would we call an intelligent talking parrot that can reason and discourse a man? Would we refuse to call something which clearly has a man's form but does not talk or reason a man? Locke thinks we would not call the parrot a man and we would call the creature with a man's form a man. Thus Locke is giving arguments to show that a living animal with a particular shape provides both necessary and sufficient conditions for being a man. Thus Locke is fixing the loose usage of these terms, reforming our language, using philosophical arguments to do so.

 

Characteristics of a Good Definition

A good definition is neither too broad nor too narrow. An example of a definition that is too broad is "a human is a featherless biped." Defined in this way, human would include too much (for example, plucked chickens). An example of a definition that is too narrow is "a human is a rational creature." This excludes many beings whom we would want to call human (for example, babies).

 

How does one tell if the definition is too broad or too narrow? This is not easy, particularly with concepts that display family resemblances rather than rigorous necessary and sufficient conditions. Also, broadness or narrowness may vary with the context. What I call a 'house' may be fine for my purposes but not for census takers. In any case, philosophers love to point out that conditions which we have heretofore regarded as necessary and/or sufficient really, truly are not.

 

Analyzing Arguments

An argument involves offering reasons for holding that some controversial claim is true. The giving and analyzing of arguments is an activity which occurs in many academic disciplines and in many walks of life, but it is particularly important in philosophy. This is because philosophers are almost always dealing with controversial matters where reasons need to be offered for claims which many would reject -- "Free will is an illusion," "God exists," "justice is not the interest of the stronger." Thus it is difficult to overstate the importance of giving and being able to analyze arguments in philosophy.

While the basic account of what an argument is is fairly simple, there is so much to be said about the different kinds of argument and the evaluation of arguments, that an entire branch of the philosophical enterprise--logic--is devoted to this subject.

 

In this section of our handbook we can only give the most rudimentary features of analyzing arguments. We urge you to take logic or critical thinking classes which will improve your skills in giving and analyzing arguments. This is one important way in which you can develop your skills in reasoning and thus in writing philosophy.

 

To analyze something is to break it up into its constituent parts in order to understand it. An analytic chemist may take an unknown substance and figure out what it is by breaking it up into elements. A political analyst studies the details of an election to explain who voted for what and why. A logical analyst divides an argument into its parts in order to gain a better understanding of the argument as a whole. The skill of argument analysis thus involves a careful and thorough examination of a philosophical concept or of specific writings, and a thoughtful exposition of the material.

 

Method

Argument analysis is a four-step process that leads to an understanding of an argument. These are the steps:

 

  1. Identify the issue.
  2. Identify the claim that is defended.
  3. Identify the reasons used to defend the claim.
  4. Represent the structure of the argument.

 

Identifying the Issue

Who wrote this? Why did the author bother? What was at stake? What difference does it make? Who listened? Who cared? The first step of argument analysis is to address questions like these by identifying what is at issue in the argument. The issue is the single point in question or matter in dispute. In an argument analysis, the issue should always be stated as a question. "Has the economic status of women deteriorated over the last decades more than the economic status of men?" is an example of an issue.

Notice that an issue is not the same as a topic. A topic is usually a noun or a noun phrase: "The economic status of women." "The drinking age." "Abortion." "Pepsi." Stating the topic may delineate the area of discussion, but it does not focus attention on the precise question to be resolved by the argument.

 

Identifying the Claim that is Defended

The second step of argument analysis is to identify the claim that is defended. That claim is called the conclusion. Once you have identified the issue, finding the conclusion of an argument is a straightforward step; the conclusion is the answer to the question raised as the issue of the argument. The conclusion is what the writer wants the audience to come to believe, some claim about what is true or what is right or what is to be done.

For example, consider the following passage written in 1958 in Clinton, Tennessee by a schoolteacher whose newly integrated classroom had just been destroyed by dynamite:

 

Integration will work. It is already working in many places. It will continue to work because it is just and right and long overdue.

 

The issue, "will integration ever work?" was an issue of great urgency and greater doubt. The teacher's answer: Yes, integration will work. This is her conclusion, what she is trying to make the reader believe. The other statements tell her reasons for believing that the conclusion is true.

Unhappily, it is not always this easy to identify the conclusion of an argument. A variety of strategies can be used to find the conclusion of an argument when the argument itself does not make its conclusion clear. First, look at the first and last statements in a passage. Most often, but emphatically not always, the conclusion is one of these. Second, look for words that function as signposts. Some words and phases such as therefore, thus, hence, for this reason, consequently, and it follows that exist for the sole purpose of calling attention to conclusions. Third, in the absence of such clues you can probably identify the conclusion by looking for the most controversial statement. It makes sense that a statement generally accepted as true will be used most effectively as a premise and that the conclusion will be the statement most in need of support.

 

Identifying the Reasons Used to Defend the Claim

The third step in argument analysis is to identify the statements that give reasons for believing that the claim is true. The supporting statements, the reasons, are called premises. In a well-written passage, the premises will be marked by signposts that make clear the supporting job done by the statements. Words such as since, because, and for tell the reader that the sentences that follow are intended to serve as premises. When signpost words are missing, the argument analysis is more difficult because the reader faces the tasks of looking carefully for those statements that provide reasons for thinking the conclusion is true and untangling them from the sentences that are not part of the argument.

 

Representing the Structure of the Argument

A variety of metaphors expresses the relationship among the statements in an argument. Some say that the premises "lead to" the conclusion or that the conclusion "follows from" the premises. Others say that a conclusion "rests on" the premises. Many of the metaphors are architectural: The premises "support" the conclusion. The premises provide a "foundation" or a "base" for the conclusion.

 

What is meant is that the premises are related to the conclusion in such a way that the premises provide good reasons for believing that the conclusion is true. Invoking the architectural metaphor, this relationship between the statements of an argument may be called the logical structure of the argument. There are a variety of ways to represent the structure of an argument. The technique recommended here is called "standard form." An argument is in standard form when its premises are numbered and stacked on top of a horizonal line; the order of the premises does not matter. The conclusion is written beneath the line and is preceded by three dots in the shape of a pyramid, the symbol for therefore.

 

Logicians draw a clear distinction between the content of an argument and its structure. The content has to do with the truth of the premises. Is it true that morality requires free will? If not, then any argument which uses the claim that morality requires free will as a premise to support some other conclusion, will not be a good argument. The form or structure of an argument is also important. The form of a deductive argument can tell us if the conclusion really follows from the premises. If the form is one which logicians have determined is truth preserving, then all is well (at least if the premises are true). If not then there is good reason to hold that the argument is defective. One good reason to study logic is to learn the difference between good and bad argument forms.

 

But even without studying logic it can be very useful to sort out the parts of an argument and to try to determine what the relation of those parts are to one another.

 

Consider, for example, this argument:

Her team of lawyers has decided that it will not be possible for Rita Collins to argue successfully that she killed her husband in self-defense. Her husband beat her, kicked her in the stomach, threatened her with a knife, not once, but over a period of twenty years. But she shot him while he slept, and the standard principle in the law of self-defense is that the danger must be immanent, leaving no reasonable alternative to lethal defensive force.

If the argument is analyzed and represented in standard form, it becomes much clearer. In this clearer form, the student can more reliably assess the truth of its content and the validity of its form.

 

1.     If a killing is an act of self-defense, then it must take place when death is immanent and there is no other alternative.

2.     Rita's act of killing did not take place under these conditions

   ...   Rita's act is not an act of self-defense.

 

Now that we see what the argument consists of, we can start asking questions: Did Rita really have reasonable alternatives? Is this the proper definition of self-defense? Does the conclusion follow from the premises?

 

Comparing and Contrasting

Many features of philosophical thought invite comparison and contrast. A writing assignment may ask you to compare and contrast:

 

·                     The ideas of specific philosophers; or

·                     Philosophical traditions; or

·                     Ideas of philosophers in a single philosophic tradition; or

·                     Different interpretations of a philosophic concept, such as justice.

 

Any assignment that requires you to "compare and contrast" is concerned with recognizing similarities and differences in important philosophical concepts or philosophers, and illustrating the significance of both what is common and what is different.

 

Method

 

Example

An excellent example of a compare-and-contrast method is the research paper on p. 82 of this handbook. The four steps described above are clearly present:

 

Page 26

1. The author has done sufficient background research in ancient Chinese philosophy so that an informed comparison of the views of three philosophers on human nature can be developed.

 

2. The author illustrates the specific disputes of these philosophers as to whether human beings are inherently good, evil, or neutral.

 

3. The author describes the general questions that each philosopher is addressing. That is, there is agreement on the issues at stake, even though answers may differ.

 

4. The author continually unfolds the comparison through tracing the evolution of the philosophical dispute.

 

Giving Examples

An example is a specific instance of a general principle or abstract concept, often drawn from a student's own experience. The example provides an accessible, understandable instance of a general idea that may be hard to understand in the abstract.

 

Purpose

An example can be used to clarify a principle, to answer a question, to give substance to an abstract concept. In addition, examples can demonstrate understanding: if you can give an example, you probably understand the concept. Examples are a way that students can link the abstract notions of philosophy to their own experiences.

 

Criteria for Evaluation

 

Example

John Stuart Mill says that "the sole end for which mankind are warranted, individually or collectively, in interfering with the liberty of action of any of their number, is self-protection.... His own good, either physical or moral, is not a sufficient warrant." Give examples to show what the principle means.

Suppose that your teammate decides to bash you with a baseball bat. You are entitled to interfere with your teammate's freedom of movement in order to protect yourself, or you may call in the police to protect you, by (say) taking away the bat or handcuffing the teammate to a fence. This is an example of a case in which people may interfere with another's freedom because their own safety is threatened.

 

Suppose, however, that you decide to ride a motorcycle without a helmet, a particularly stupid and dangerous decision. Suppose also that riding without a helmet doesn't risk harming anyone but you, although it does pose a substantial risk to your skull. According to Mill, the State of Oregon 's police force may not interfere with your decision, even for your own good. This is a case in which a person's own good does not justify interference.

 

The two examples are "on point," that is, each is relevant and illustrative of a specific part of Mill's principle. The examples are instructive in that they expand on details of the principle. The examples do demonstrate an understanding of a general principle. That handcuffing a teammate to a fence is an instance of "interfering with the liberty or action" of a person really shows an understanding of what Mill means by that phrase. Of course, whether any understanding is the strongest interpretation is a matter open to discussion. Yet when students ably demonstrate how they understand a claim or principle, there is value in their work.

 

Using Examples

In philosophy, using an example well involves three steps:

  1. State the point.
  2. Give an example that illustrates the point (following the evaluative criteria above.)
  3. Explain. Say precisely what it is in the example that you think well illustrates the point. Say how the example and the point are connected.
  4. Consider an instance from an essay that sets out to use an example but does not take the third step.

 

A common view about human nature has it that people are essentially self-interested; that is, everything we do is motivated to gain some benefit for ourselves. This view is commonly known as Philosophical Egoism. I disagree with this view. Some things that people do are not done in order to receive a benefit at all. Take for example, procrastination. Obviously we do not always act in our own self-interest. So Philosophical Egoism is wrong.

 

An example of a behavior that is claimed to be not self-interested is given here, procrastination. But the lack of explanation makes the example unclear and unconnected from the point. As writers, we cannot expect that our readers will understand what we do not tell them. The author of the above proceeds as if every reader will just get the relevance of the example. Compare this to an instance that does provide a thoughtful explanation of the example.

 

A common view about human nature has it that people are essentially self interested; that is, everything we do is motivated to gain some benefit for ourselves. This view is commonly known as Philosophical Egoism. I disagree with this view. Some things that people do are not done in order to receive a benefit at all. In fact, I think a strong tendency in people is to act in ways precisely designed to do ourselves harm. For example, most of us have some experience with procrastination. Suppose Shelly has a reading assignment due in her history class. She sits down to get started and suddenly decides that her desk is too messy. So she sets about cleaning up the mess. Next come the desk drawers with papers, bills, letters, and who knows what to be sorted out for re-filing or the trash. Soon the trash can needs to be taken out. This reminds Shelly that tomorrow is trash day, so she gets busy sorting out the recycling and getting the trash in order. This leads to cleaning the kitchen, bedroom, and living room. At last when all this is done, it is late and Shelly is tired and so gives herself a break with a glass of white wine and Favorite TV show that just happens to be starting just now. Three hours later, Shelly is ready for bed. With a guilty glance at the history text, she sighs, "Guess I'll just have to get up early to do it "

 

In this example, Shelly avoids reading the history text by a complex strategy of procrastination. The main thing to notice is this. Shelly did not clean up the house because she enjoyed doing so. In fact it is clear that Shelly does not find cleaning up enjoyable at all. Rather it is part of a pattern of procrastination. She replaced one unpleasant activity with another --- with the net result being of negative value to her. Shelly wants to do well in the course and so wants to keep up on the readings (even though she finds them unpleasant to read ) Shelly's procrastination did not benefit her and was not designed to. The sole purpose of the procrastinating behavior was to avoid reading the text which she knows is not in her best interest. Shelly acted in a way that was designed to act against her interest. I think this happens often to people in a variety of ways. Our propensity to self-sabotage (against one 's own self-interest) is as complex and strong as is our selfish and self-interested behavior.

 

This author focuses sharply on the details of procrastination that make it a valuable example here. As a result, this use of example stands as a well- reasoned position. The effective use of examples brings power to writing, but only if the author makes the effort to show how the example is to be understood.

 

Applying Theory to Practice

Philosophy does not occur in a vacuum. It examines problems and issues encountered in everyday experience. Philosophers develop models or theories to address these perplexities of life. A theory presents generalizations for the purpose of clarification, criticism, explanation, justification or decision making. The question of whether a given philosophical theory is complete or adequate can be resolved by the skill of testing hypotheses (see next section). The skill of "application" is required when a theory is connected to real life situations. The application of theory to practice is a fundamental way by which philosophical ideas matter in the practical world.

 

Purpose

The purpose of applying theory to practice is to come to some decision about what to believe or do in a real-life situation, a decision that is based on careful thought about the concepts that underlie the practice.

 

Criteria of Evaluation

A successful application of theory to practice has these characteristics:

 

Example

At Oregon State University, students are required to dissect live rabbits as part of an animal physiology lab.

A student objected to the practice, saying that to engage in the dissection violated her moral beliefs against inflicting pain on innocent beings.

Descartes's theory of animal minds posits that animals have no consciousness. They are automatons whose bodies work like clocks. They have no capacity for feeling pain or suffering.

Given this theory, the student's objection has no force. We might agree that it is wrong to inflict suffering, but, on Descartes' view, the rabbits will not experience pain, and so there is no ground for objection. The student will need to put forward an alternative theory of animal consciousness to make her argument work. Until she does that, the dissections should go forward.

 

Testing Hypotheses

 

Purpose

Hypothetical reasoning typically comes into play in order to solve a problem. We want to explain something, or to successfully predict what will happen. Hypothetical reasoning can sometimes give us a good explanation, and the ability to successfully predict what is going to happen. This kind of reasoning (the hypothetical-deductive method) is a useful tool in philosophy.

 

Method

Hypothetical reasoning involves deriving and testing the consequences of some supposition -- that is, a claim supposed to be true for the purposes of the inquiry. The basic idea is to test the truth of the supposition by seeing whether consequences which follow it turn out to be true or false.

In order to employ this method of reasoning the consequences must follow from the hypothesis and they must be testable. This means there must be some way to determine that the consequences are either true or false. This requires that the consequences be clear, and specific. (Note the differences between "The Martians will land somewhere, some time." and "The Martians will land in the middle of the Corvallis court house lawn at 2:00 P.M. on Monday, December 4, 1995." One reason for carrying out experiments in science is to try to determine if the predictions of a particular hypothesis are confirmed or not. Experiment, in this case, is a form of hypothesis testing.

If the consequences of the supposition turn out to be false, then the supposition itself must be either false or incomplete. If the consequences turn out to be true we have a weak confirmation of the truth of the hypothesis being tested.

 

Criteria of Evaluation

You must be able to:

 

Example

We will take a philosophical theory like Act Utilitarianism and treat it as an hypothesis. Act Utilitarianism claims that one's acts are right if they produce the greatest good for the greatest number of people. So, we are going to apply this theory to a particular act. The hypothesis predicts that if the act is one done for the greatest good of the greatest number of people we will count it as right.

 

Albert, young, healthy, happy and innocent, has checked into the hospital for a routine though extensive check up. Down in the E.R., a whole convoy of ambulances arrive with a series of accident victims from a giant freeway pile up. It turns out that many of the victims could be saved by the replacement of a single organ. Unfortunately none of these organs are available. The E.R. doctor, as it turns out, is an Act Utilitarian, and he thinks of Albert. He thinks, "I could go upstairs and cut up Albert and give his healthy organs to a number of these accident victims. If I do cut Albert up, one will die and (if all goes well) six will live." So cutting Albert up conforms to the principle of the greatest good for the greatest number. The E.R. doctor is deriving consequences for this particular case from the theory or hypothesis of Act Utilitarianism. Now, if you are convinced (as almost all of us are) that were the doctor to go up and cut up Albert, he would be committing a murder, and hold the judgement that this is wrong act; there is something wrong with the theory which says that to act morally is to do whatever act causes the greatest good for the greatest number.

© William Uzgalis. Used by permission.

 

The point is to illustrate how one can refute a philosophical theory by considering the consequences which follow from it. To see this, just consider what you would say about the theory if the doctor's reasoning turned out to be exactly right -- cutting up Albert does produce the greatest good for the greatest number. You would have to say that this theory treats murder in this case as moral. But we are convinced that killing Albert is murder, and that murder, particularly in this case, is immoral. So the theory is giving the wrong decision in this case. So, the theory must be false or in need of serious modification.

 

Here is another, more extended example.

 

THE DEBT OF JUSTICE

In The Republic a dialogue by Plato, Socrates begins a discussion with several people at a party about what they believe "justice" is. He gets several answers, the first of which comes from the party host, Cephalus. Cephalus gives a long answer citing his honesty and wise management of money. Socrates interprets this answer to mean that justice is "to speak the truth and to pay your debts." That is, if you are honest in dealing with others and pay back what you owe, then you are a just person. Cephalus agrees that this is his meaning.

 

Socrates rejects this theory, arguing that speaking the truth and repaying debts cannot be all there is to justice. I agree, There are certainly situations in which honesty in word and deed are not enough to make you a just person.

Consider, for example, the slave owners of the American South in the 19th century. Many of these may have dealt with one another honorably in business and other matters. Some of them may have been entirely truthful and scrupulous in repaying all debts. Such a person may think, according to Cephalus' theory of justice that they were very just indeed. But they were also slave owners. They denied millions of people the most basic rights a human has. They destroyed families by selling off children as objects of profit. Slavery is an entirely unjust institution. It harms the slave in innumerable ways, physically, morally and spiritually. No human being with a sense of self-worth, including the slave owners, would choose to live as a southern plantation slave. By forcibly subjecting people to a condition of living they themselves would not choose, the slave owners show the deep injustice in their characters. No amount of truth telling or debt repaying can change that. So I conclude that the slave owners were unjust even if they satisfied the conditions of Cephalus' theory.

 

To emphasize the point that honesty alone cannot guarantee justice, consider the case of Huckleberry Finn by Mark Twain. The book's main character, a boy named Huck, runs away from home with an escaped slave, Jim. While floating down the Mississippi river on a raft, a group of men pass by in a boat and call out to Huck, "Is there anyone else on board?" they ask. Huck realizes that if he answers truthfully, they will capture Jim and return him to slavery. His conscience bothers him, though, for he realizes that under the law Jim is another person's property. If he were to follow Cephalus' theory of justice, he would tell the truth and return the property to its owner. But Huck does not. He lies and says that Jim is a white man. The boat goes on its way searching for other escaped slaves.

 

In this case it is clear that following Cephalus' theory would not result in justice. It would only return Jim to an unjust situation, slavery. According to that theory we will have to say that Huck is unjust. He lies and fails to return property. But in reading this story, that is not the judgement it is natural to make. It seems clear that Huck has done the right thing. He prevented an injustice. As Socrates points out, Cephalus is wrong. Justice is not simply truth telling and debt-repaying.

 

© Jon Dorbolo. Used by permission.

 

Other On-line Resources

For a general account of hypothetical reasoning you can visit the Hypothetical Reasoning section of Phl. 201 Interquest Odyssey.

For an additional example of the application of this method to interpreting a central and important concept in a classic philosophy text, you can visit Socratic Wisdom: an exercise in interpretation.

 

Forms of Philosophical Writing

 

Self-Discovery Writing

Self-discovery writing occurs when a writer treats herself or himself as the subject of inquiry.

 

Purpose

The purpose of this form of writing is to develop new insights into oneself. These insights may involve attempts to identify, clarify, connect and account for beliefs. Successful self-discovery writing may also result in new questions about oneself. Sometimes simply recognizing that your own beliefs raise difficulties that were not apparent is a sign of intellectual progress. Earnest self-reflection is among the most difficult of philosophical tasks, hence this form of writing is very demanding. Key to successful self-discovery is mastery of the craft of forming meaningful questions.

 

Criteria of Evaluation

At a basic and novice level, self-discovery writing is intended to increase an individual's self-awareness. A successful effort will demonstrate in writing the students' attempts to identify their own beliefs, discern assumptions underlying those beliefs, and pose substantive questions to themselves. A common response to such writing is "I never thought about this before," and the students who demonstrate that they are now thinking about it have satisfied a basic aim. Note that an earnest effort to discover why I hold a certain belief need not result in a defense of it. Moreover, novice self-discovery writers may not have an explicit recognition of the process they are participating in. Assignments of this sort will be instructor-directed and connected to specific course topics.

 

Intermediate-level self-discovery writing involves a sustained effort to identify and explore successive levels of one's own beliefs. The writer is able to show how different beliefs are connected and draw some conclusions from that observation. Whereas novice writers may satisfy the task by simply performing the process of self-reflection, the intermediate writer is expected to draw conclusions from this process as well.

 

The advanced self-discovery writer provides a sustained path of self examination. Themes will be self-consciously developed with recognition of the reflective process. Advanced self-discovery writing provides readers with explicit direction as to the purpose of the writing. Attention is paid to the analysis of key concepts and arguments. Hypothetical alternatives are explored and evaluated. Assignments may be prompted by course topics and texts, but the basic problem is produced by the writer.

 

Example

The Maclaren River

It was eleven o'clock at night in Alaska, toward the end of June. The sun was in my eyes and the sky was an enormous bronze globe that arched hard and high above my head.

 

I had to hold myself together because the clarity of the air made me buoyant and if I hadn't been careful, my arms would have risen to the sky in exultation, and all the air would have left my lungs, and maybe I would have caught my breath and bounded toward the beauty like a dog wagging its whole backside with recognition and joy. But the truth is, I'm always a little bit careful, holding something in reserve, remembering from college psychology that hypersensitivity to one's surroundings can be a sign of mental abnormality.

 

I obviously have mixed feelings about this. Sometimes, on dark February mornings in town, when I can hardly force myself to get dressed for work, I worry about that warning from college psychology. But most of the time it makes me angry. I think, fine: if it's abnormal for a person 's emotions to be tossed around by the weather, then I'll be abnormal. I'll cry at breakfast on the rainiest days, cry so hard I can't chew, and on the first warm day of spring I will drive all over town with the windows open, singing along with the Beach Boys. Who's to say that's not all right? Who's to say that the healthiest people aren't the ones who are open to the landscape, responsive to the weather, in tune? I think it's good to change with the seasons and resonate with atmospheric pressure, deep and dark, like a cello. I think the most pitiful person on earth is the one who wrote the textbook on normality, the poor climate controlled soul who thinks mental health can be disconnected from the wind.

 

Excerpted from Kathleen Dean Moore, Riverwalking (NY: Lyons and Burford, 1995).

 

Class Journals

Journals have a long and influential tradition in philosophical writing, as illustrated by the writings of the Stoic philosopher Marcus Aurelius, the Christian theologian Augustine, and the Danish existentialist Soren Kierkegaard. In keeping with this tradition, in some classes you may be asked to compile a class journal. A journal is a method of thinking out loud or talking to yourself through writing. Entries express what the student has noticed, felt, thought, and experienced in a journey of self-discovery. Entries also can carry a student deeper into the reading, to a more sophisticated understanding. Journal writing may encompass an entire course, the reading of a text, or performing a specific course activity.

 

Purpose

A journal can be a way to:

 

Summaries

The most important feature of a summary is that it is short, almost always fewer than 250 words. It is a piece of writing about another piece of writing. Its purpose is to condense a long piece of writing into a concise summation of its meaning. There are (at least) two different types of summary to be used for different purposes and in different contexts--the argument summary and the outline.

 

Argument Summaries

 

An argument summary if a concise statement of the main points in an argumentative passage. It leaves out all the extraneous material that does not advance the argument, organizes the information for clarity, and paraphrases the language used by the author. Where the original argumentative passage may have been wandering, thick, or abstruse, the argument summary is clear and directly to the point. It reports--without criticism--the claim advanced in the argument and the reasons that back it up. That is all.

 

The first step in writing an argument summary is to analyze the argument, identifying the conclusion and the premises. Then, put the argument back together, this time clearly and succinctly: First, report the claim that is defended. Use phrases like "the author argues that . . . " to label the statement's role in the argument. Then, one by one, report the reasons offered in defense of the claim and any essential supporting information. Be sure to frame each claim and each reason with sign posting phrases ("the reason is that," "because," "To support this claim, she notes that . . .") that clearly identify the role each statement plays in the argument as a whole.

 

Purpose

The purpose of an argument summary is to clarify and communicate the central argument in a piece of argumentative or persuasive prose.

 

Criteria of Evaluation

A good argument summary-

1.                 Is an accurate representation of the original argument.

2.                 Clearly states the essential content of the argument.

3.                 Makes the form of the argument clear.

4.                 Omits all extraneous material.

 

Example

This example provides an argument summary for the position paper, "Should Relatively Affluent People Help the Poor?" That paper can be found on page 68 of this manual.

 

In the position paper, "Should Relatively Affluent People Help the Poor?" the author argues that the rich of the world have a moral obligation to give a portion of their wealth to help people who are living in absolute poverty. He refutes the claim that helping the poor would only create more misery through overpopulation, pointing out that aid to the poor could include the sorts of aid that would encourage population control. In support of his central claim, the author makes two primary arguments. The first is based on the premise that people, no matter how poor, have a right to a standard of living at least equal to that of animals. The second is based on his view that it is morally wrong to allow people to die, when saving their lives is easily within the means of the rich.

 

Outlining

 

An outline is a structural skeleton of the main points of the material as they appear in chronological, rather than logical, order.

 

Purpose

An outline displays, in structural form, an article's major point(s) and the details that support those points. It enables the reader to distinguish clearly between more and less important ideas.

An outline is often preparatory to analyzing an argument, or writing position papers, research papers, and many other forms of writing.

 

Method

To outline, first preview the article. If there are headings supplied, note them. Then, read the article. Note how each section relates to the headings. If there are no headings, read for content and to get a sense of the major divisions in the article.

 

Now, locate the thesis statement. It announces what is being argued in the article. Write it down at the top of a page.

 

Take your notes from reading the article and see how the ideas you jotted down relate to the thesis. Is paragraph A defending the thesis? Criticizing it? Pointing out difficulties in the thesis? This process should give you a rough idea of the article's major divisions.

 

Now, choose the style of outline. A topic outline uses a noun or noun phrase for each heading. A sentence outline uses one sentence for each.

 

A paragraph or section outline gives only a summary sentence of each paragraph or section.

 

The amount of information contained in an outline will be shaped by the purpose for making the outline. For instance, if the article is recommended rather than required, a summary that indicates major topics (as phrases, sentences or summary sentences) may be all that is needed. After finishing, check your work. Above all, an outline should follow the structure given in the essay.

 

Example

The research paper reproduced in this handbook (see p. 82) is an adjudication of competing accounts of human nature offered by three Chinese philosophers. The outline below is a sentence outline of moderate detail.

 

IS HUMAN NATURE GOOD OR EVIL?: AN ANCIENT CHINESE DEBATE

Thesis: An examination of competing accounts of human nature offered by Kao Tzu, Mencius and Hsün Tzu shows Kao Tzu's to be the most reasonable.

 

  1. A specific debate about human nature is located in its philosophical and historical context.
  2. The debate between Kao Tzu and Mencius is presented.
    1. Kao Tzu argues human nature is neutral, and Mencius criticizes this.
    2. Mencius argues humanity has a natural potential to become righteous.

                                                              i.      People are not born with feelings of righteousness.

                                                            ii.      People do not become righteous solely through external pressures.

 

  1. Given his account of human nature, Mencius must explain why evil people exist.
    1. Mencius does have an explanation.
    2. The explanation is not entirely satisfactory as it does not address the origin of evil.
  2. Hsün Tzu argues human nature is inherently evil.
    1. Hsün Tzu disagrees with Mencius' definition of the 'nature' of humanity.
    2. Hsün Tzu argues that the potential goodness does not entail inherent goodness.
  3. Given his account of human nature, Hsün Tzu must explain the origin of good people, or sages.
  4. He offers an account.
  5. The account is unsatisfactory because it treats human goodness as an artifact.
  6. Kao Tzu's view of human nature as neutral emerges as the most reasonable.
  7.  

Note how the outline here differs from an argument analysis (see p. 21). The outline simply reproduces the order of ideas in the essay; an analysis orders those ideas as claims, premises, evidence and conclusions.

 

Criteria of Evaluation

A good outline shows the development of the topic as it occurs in the article or paper. It shows the relative importance of ideas and the relationship among these ideas.

In addition, a good outline:

 

1.     uses a consistent method for numbering and identifying major headings;

2.     is logical, clear and consistent. There are no single headings or subheadings. For every 1, there is a 11; for every A, there is a B; etc.;

3.     does not use vague headings such as "Introduction," "Body," "Conclusion";

4.     uses parallel grammatical construction for all items. This is perhaps most important in topic outlines, but it is also important in sentence and paragraph outlines. Sentences with similar style help display the relationship among the items in the outline.

 

Case Studies

Case studies are a common method of philosophical analysis in such areas as critical thinking, applied ethics, and legal reasoning. The "case" presents a compressed version of a scenario, hypothetical or actual, that exemplifies certain issues, decision procedures, or value conflicts. A case study analysis develops these issues or conflicts at greater length, typically through inviting readers to decide what they would do if they were decision makers in the case.

 

Methods of Analysis

In any method of case study analysis, attention should be given to both "problem-seeing," or determination of the problem, and "problem-solving," or using modes of reasoning, integrating values, and standards of assessment to suggest a resolution to the identified problem.

The case study and assessment below were developed by a student following a conversation with a local health care provider.

 

Is it Right to Prescribe Death ?

 

Dr. A is a family practice physician who has been seeing F as a patient over a period of six to seven years. On the initial visit, F was extremely ill, fighting the effects of the AIDS virus that he carried. F recovered from this initial bout of sickness, but as the disease continued to run its course, F's condition went through cycles of relapse and recovery. Since conventional care was not providing him with sufficient help, F explored many different avenues: specialists, herbalists, hypnotherapists, chiropractors and crystal therapy. He also considered many different religious groups that emphasized meditation to see if that practice could relieve his symptoms. None of these methods, however, provided F relief from his pain and suffering.

 

This continuing cycle of seeking, but not finding, respite from his condition left F in a state of deep depression. Dr. A was able to treat the depression successfully at times, but these were outweighed by long stretches of despair. F's symptoms eventually left him bedridden at home and unable to take care of any of his needs. He had a constant high fever, diarrhea, was unable to keep any food down, and was going blind. F experienced constant pain and asked Dr. A to prescribe pain medication that could be used to take his life and end his misery. Dr. A believed that F's condition was irreversible, and that F's previous struggles with depression made it unlikely that he would change his mind. Still, acceding to F's request would mean Dr. A would perform an act that, at the time, was illegal and could possibly jeopardize his professional standing and ethics. What should Dr. A do?

 

There are a series of common steps used in developing an ethical analysis of a case study. These steps reflect the interests in both problem-seeing and problem-solving. The steps are presented in the ethics assessment below formulated by the student.

 

Step 1: Identify the major ethical problem in the case. What has to be decided and who the decision makers are; and who the stakeholders are, that is, people who have a stake in the decision, but are not decision makers.

After a close examination of the ethical issues in this case study, the major question is evident: "Is it right for a physician to prescribe medication with the knowledge that his or her patient is planning to use the medication to commit suicide?" Dr. A is the primary decision maker with respect to writing the prescription, while F has the right to determine how and when he end his life. Ideally, this will be a joint and mutual decision.

 

There are other stakeholders, although the case description does not directly identify them. F may have family or friends, including persons from his religious affiliations, that will be concerned about his care at the end of life. In most circumstances, Dr. A will need to rely on a cooperative pharmacist to dispense the prescription. Depending on his practice, other professional stakeholders might include Dr. A's peers and colleagues, the hospital, and the medical licensing board.

 

Step 2: Assess the factual information.

Examine whether the information presented is reliable (is it "fact," "hearsay," or "opinion." Determine what information is not known that should be known before a decision can be made, and how that information can be attained.

Given his symptoms, it seems evident that F's diagnosis of AIDS is valid F has lived with the infection for 6-7 years, so Dr. A. has made a professional judgment that the condition is "irreversible." In addition, Dr. A. has made a diagnosis of "depression." In order to ensure adequate care and to avoid causing a premature death, both of these judgments should be confirmed by a second opinion.

 

If F is deemed clinically depressed, then a further issue will have to be addressed: Is his request for a prescription to end his life based on an informed, voluntary, and competent decision-making process. Dr. A's years of caring for F place him in a good position to evaluate F's consistency in his values over time, but a referral to a consulting psychiatrist may be in order.

Finally, is Dr A. technically competent to provide a lethal medication? His training has not prepared him for these scenarios, and many cases of a botched suicide have been reported due to the wrong medication, or the wrong dosage, being prescribed.

 

Step 3: Propose realistic alternatives available to the decision makers that address the central question identified in Step 1. Identify the basic goals and objectives of the decision makers, and the benefits and disadvantages of the possible alternatives.

 

Dr. A is faced with a dilemma regarding how he could effectively treat his patient F. His goals include respecting F's autonomous choices, providing compassionate palliative care, and maintaining his professional integrity. We suggest a few alternatives/solutions to this dilemma:

 

  1. Dr. A could seek outside help in caring for F's physical and emotional needs instead of providing him with medicine. Dr. A could contact F's family and ask them to help by telling them of the extreme pain and suffering F is experiencing. Other groups that might provide help include the local AIDS support network, a church-based community outreach, or even professional health care for his depression. The last option may be extremely limited depending on F's financial or insurance status. The benefits to this approach include giving F a community of support that will ensure he is not abandoned in his dying. The disadvantages include denying F the medication he has requested, and enlarging the circle of care providers. If the latter is done so without F's consent, confidentiality will be violated.
  2. Dr. A could prescribe the medication for F. He could prescribe a powerful sedative/ painkiller (such as Seconal) that the patient could take in excess on purpose. To avoid legal repercussions, Dr. A could be absent when F takes the overdose. This enables F to determine the time and manner of his death; F may or may not decide to use the medication.

3.     This alternative doesn't allow for procedural safeguards, including a second opinion on prognosis, assessment of other modes of pain relief, or a competence assessment. Dr. A can have difficulty squaring this alternative with the moral commitments of his profession. Moreover, if he is absent when F takes the medication, and something should go wrong, he will have abandoned his patient at an extremely vital time.

  1. Dr. A could refuse F's request on the grounds that it violates his personal conscience, professional ethic, and the law. He could meet privately with F and tell him he cannot violate this ethic as it is at the core of what makes him a doctor. Dr. A could allow another doctor to assume care of F. Here Dr. A evades responsibility for the moral issues at stake, and for caring for his patient, by simply saying "no" and facilitating care through another physician. This may not provide good care to F simply because Dr. A and F have a long-term relationship, and a new physician will not have established the rapport and trust important to a good care giving relationship.

 

Step 4: Identify the relevant and priority ethical values important to proposing an ethically defensible recommendation.

 

1.  Non-harm is a vital value because a doctor has made a professional commitment to respect all human life.

2.  Confidentiality is crucial in any doctor-patient relationship, but even more so in this case, because of F's condition. AIDS is a disease that elicits much discrimination from society. If Dr. A seeks outside care for F, he needs to be sure he can absolutely trust those with whom he shares information about F's condition.

3.  The potential legal ramifications of Dr. A's decision make justice an important value.

4.  Respect for personal autonomy is vitally important, as patients should be able to make informed decisions about the health care they receive.

5.  The value of human dignity has a major role in this case, since F has to rely totally on the care of others.

6.  The principle of beneficence is relevant, because of F's pain's and suffering, and Dr. A's professional commitment to alleviate pain and suffering.

 

Step 5: Determine the ethically preferable alternative for this case by applying the priority values for this case.

 

My ethics assessment leads me to support alternative 2 [Dr. A prescribes life-ending medication to F] because it is the alternative that best respects the patient's wishes. It also satisfies the values of confidentiality and human dignity best, as no one else has been informed of F's condition, and he would be able to die with some dignity intact. With respect to the other values, I've come to the conclusion that a terminal illness such as AIDS requires rethinking my usual ethical values. In particular, although intuitively death seems like the ultimate harm, with respect to the value of non-harm, this alternative releases F from the pain and suffering caused by AIDS. The doctor must not, in any circumstance, abandon the patient at the time when he needs friendship the most.

Page 74

 

Step 6: Moral Closure: Develop a plan for implementing this alternative

© Paul Eakin, Fall 1995. Reprinted with permission of author.

 

Criteria of Evaluation

There are several criteria by which a case study analysis is evaluated:

1.  Discernment: How well did you see the problem(s) at issue?

2.  Comprehensiveness: Did you work through all the steps in the  

analysis method?

3.  Integration: Did you bring the relevant values into your analysis, so they give you direction on how to resolve the issue?

4.  Creativity: Did you ask the right questions and think of imaginative, though realistic, ways "out" of the dilemma posed in the case?

5.  Closure: Did your resolution answer your question or problem about the case? Is your resolution supported by the values you've identified as important in the case?

 

Writing A Case Study

In some classes, you may be asked to develop your own case study, based on your personal experience, and provide a collective or personal ethical analysis of the case. In writing your own case:

 

1.  Spend time thinking over a situation in your life in which a difficult ethical choice was presented. The context might be within:

Your family life, e.g., you promised to be home at 11:00, but when that time came, you wanted to stay out longer.

      a.  Preserving a friendship, e.g., a good friend comes to you and asks you to keep a secret that involves another friend.

      b.  A school situation, e.g., you wonder whether you should report the use of illegal drugs to a counselor, or cheating on an exam to a professor or you face harassment of some kind from other students or a teacher.

       c.  A work place situation, e.g., a fellow employee is coming in late, leaving early, taking long breaks, etc.

       d.  Everyday life, e.g., a stranger approaches you as you walk down the street and asks for some money for lunch.

2.  Once you've determined your situation, then write the essential details down. Some guidelines are:

3.  Be as brief as you can but include details important to the situation;

4.  Write down the topic of situation, e.g., friendship, drug use, cheating;

5.  Write down two or three basic features of the situation, e.g., what circumstances led up to the dilemma; what needed to be decided, who were the decision makers, etc.

 

Have the situation reach a decision-point and end your description, asking "what should be done?" Preserve confidentiality by changing all names or identifying information in the situation.

 

Dialogues

Dialogue has been one of the great genres of philosophical writing since the classical Greeks. In fact, Plato's dialogues (in which, for the most part, Socrates is the chief interlocutor) are still the most sophisticated representatives of the genre. Still, dialogues by Berkeley, Hume and other philosophers (as well as scientists such as Galileo) are of considerable philosophical interest and literary value. Because they require a clear grasp of the philosophical positions involved, excellent reasoning skills, psychological insight, and literary ability, dialogues are one of the most difficult writing genres in philosophy.

 

Purpose

A dialogue is usually a conversation between two or more persons holding different philosophical views. A dialogue allows a dramatic representation of the strengths and weakness of a philosophical positions to be revealed in the course of a conversation between persons holding those views. In Plato's dialogues there is often an attempt to show someone that they do not know what they think they know. Such dialogues often end in aporia or puzzlement. Other Platonic dialogues have the function of stating positive philosophical theses in the face of opposition. For example, in the Gorgias, Plato defends the radical moral thesis that it is better to suffer injustice than to do it against the sophists and politicians who utterly reject this doctrine. Occasionally philosophers will write dialogues between abstractions, .i.e. a dialogue between Faith, Reason and Truth -- but this is much less frequent than dialogues between people.

 

Criteria of Evaluation

At the introductory level we would expect that a student would write a short dialogue adequately and fairly representing a single specific claim or simple philosophical position which she attacks or defends in the course of the dialogue using arguments, analogies, hypotheses, explanations or other philosophical forms of persuasion. It is worth noting here, that adequately and fairly representing a position which one intends to refute requires that one give the strongest statement of the position which one can, and that in reasoning against it one avoid fallacies such as the straw argument, ad hominem and other forms of poor reasoning. On an intermediate level we would expect a longer dialogue, showing the exposition, and critical examination of a position, again using the appropriate philosophical skills, and displaying good organization. On an advanced level, such projects would be more ambitious and display some literary skills as well in the development of character and the presentation of the argument.

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Example

In Berkeley's Three Dialogues between Hylas and Philonous we can find some classic examples of a position being refuted in the course of a dialogue and see the strategy employed to do so. In the first dialogue, for example, Berkeley aims to show that there is no such thing as matter existing independently of the mind. He does this because he believed that the belief in matter leads to skepticism and atheism.

 

He begins with a character ("Hylas" which means "matter" in Greek) who thinks that all properties, i.e. color, taste, sound, and smell as well as extension, motion and rest, solidity and texture, exist independently of the mind. Berkeley lived in a philosophical age which sharply distinguished between mind dependent properties (like pleasure and pain, color and taste) which were called secondary qualities and mind independent properties (like extension, solidity, motion and rest) which were called primary qualities. So Hylas is very much behind the times. His position is the Aristotelian position rejected by the "modern" philosophers who Berkeley is attacking. Berkeley's spokesperson in the dialogue "Philonous" or "lover of mind" develops the arguments of these modern philosophers to show that color, taste, smell and sound are properties which depend for their existence on a perceiving mind. This might seem like a waste of time. But it is not, for reasons that we will see shortly. Having gone through many such arguments in some detail, Berkeley then comes to the crucial distinction between primary and secondary qualities:

 

HYLAS: I frankly own, Philonous, that it is in vain to stand out any longer. Colours, sounds, tastes, in a word, all those termed secondary qualities, have certainly no existence without the mind. But by this acknowledgement I must not be supposed to derogate any thing from the reality of matter or external objects, seeing it is no more than several philosophers maintain, who nevertheless are the furtherest from denying matter. For the clearer understanding of this, you must know sensible qualities are by philosophers divided into primary and secondary. The former are extension, gravity, motion and rest. And these they hold exist really in bodies. The latter are those above enumerated; or briefly all sensible qualities beside the primary, which they assert are only so many sensations or ideas existing nowhere but in the mind. But all this, I doubt not, you are already apprised of. For my part, I have been a long time sensible there was such an opinion current among philosophers, but was never thoroughly convinced of its truth until now.

 

Here we have the position or claim Berkeley plans to refute stated simply and clearly. Philonous then proceeds to offer arguments which are just like the arguments which he has used to show that color and taste are mind dependent, to show that extension, motion and rest and the other primary qualities are also mind dependent. To the degree that these arguments are simple and effective, they offer a spectacular attack on the distinction between primary and secondary qualities.

 

What is extraordinarily clever about the way in which Berkeley has structured this dialogue, is that by giving the arguments of the modern philosophers to show that color and taste are mind dependent, he has established what sorts of arguments his opponents will accept for this conclusion. When he then applies arguments of exactly these same kinds to show that the properties which his opponents hold are mind independent are not, he has already firmly established that they will accept arguments like these as conclusive. (This is a strategy which Plato often uses in writing dialogues as well. Socrates will give an analogous argument about some topic which parallels the crucial issue to be decided. This analogous argument then serves as a model. This allows the pattern of reasoning to be worked out on a topic less contentious than the crucial topic at issue in the dialogue. Then, when that same pattern of reasoning is applied, it is much more effective in persuading.) Returning to Berkeley, we find Philonous making just this point to Hylas.

 

Thus, Philonous says to Hylas:

Phil: You are still then of the opinion, that extension and figures are inherent in external unthinking substances?

Hyl: I am.

Phil: But what if the same arguments which are brought against secondary qualities, will hold proof against these also?

Hyl: Why then I shall be obliged to say that they exist only in the mind also.

Philonous then proceeds to give Hylas arguments of the same kind as he had deployed to show that the secondary qualities are mind dependent to show that extension and figure and the rest of the primary qualities are mind dependent. One such argument goes like this:

Phil: Again, have you not acknowledged that no real inherent property of any object can be changed, without some change in the thing itself?

Hyl: I have.

Phil: But as we approach or recede from an object, the visible extension varies, being at one time ten or a hundred times greater than at another. Doth it not follow from hence, likewise, that it is not really inherent in the object?

Hyl: I own I am at a loss about what to think.

 

The point of this argument is that the size of an object we see varies dramatically with the distance we are from it. Since it seems large from up close and small from far away, it cannot be that we are immediately sensing a real property, for the size of an object cannot be both large and small, for the thing itself has not changed -- as Philonous has carefully gotten Hylas to acknowledge.

 

Part of what makes Berkeley's achievement so impressive is the number and detailed character of the arguments he offers. He takes on the position he is attacking from every angle. It is an assault on all fronts. But for a student who is learning the craft, far smaller and less ambitious goals are to be preferred. To give an argument such as that just presented, with the parts properly organized would be an impressive achievement all by itself.

How can this example help you write a dialogue? You may not understand why Berkeley is trying to show that matter does not exist or what the distinction is between primary and secondary qualities or why Berkeley is trying to show that this distinction cannot be maintained. For present purposes, all of this is largely irrelevant. What you need to grasp from this example are some simple points:

 

1.                 A dialogue is a conversation between persons who hold differing philosophical positions. So, the first point is that you need to understand the philosophical positions which each side is presenting, and very likely you need to understand the strengths and weaknesses of these positions as well. This is one of the requirements which make writing dialogues so difficult. Historians of philosophy still debate about how well Berkeley understood the position he was refuting, but there is no doubt that he is refuting one plausible interpretation of his opponents views.

 

2.                 The aim of a philosophical conversation is to try to determine which position is the strongest, that is which has the best evidence and arguments supporting it. So, not only must you thoroughly understand the various philosophical positions you are writing about, but you must give the strongest interpretations of views which you are trying to refute, and use the best kinds of reasoning skills in doing the refutation. That is, the use of fallacies such as straw arguments, and arguments against the person is not acceptable practice.

 

Historians of philosophy are still debating whether Berkeley attacked the strongest version of the position he was refuting. The are good arguments to show that he did. The level of Berkeley's reasoning is first rate. The tone which Philonous adopts with Hylas is patient, not abusive. Philonous is willing to deal with an enormous variety of objections. He is willing to let Hylas change his position, and so forth. It is clear that Berkeley is engaged in a serious critique of the position he is trying to refute, not after a quick and cheap victory.

 

3.                 One of the most crucial points in writing a dialogue in which you are attacking a philosophical position is that you need to consider what kinds of arguments the proponents of that position would accept.

 

As noted above Berkeley wants to argue that all qualities are mind dependent, his opponents hold that only some arguments are mind dependent. Berkeley begins by giving his opponents arguments for the mind dependence of some qualities, and then applies the same kind of argument to the qualities which they think are not mind dependent.

 

Plato often does much the same as Berkeley, only he will have Socrates present an argument about a different and more neutral subject which has the same structure as the argument which will refute the position he aims to refute. Thus he gets his interlocutor to agree that the reasoning in the neutral case is good and then applies it to the controversial case.

 

Documentation and Referencing

 

Documentation in Philosophy

In any philosophy writing that uses information from other sources, the source of the borrowed information must be clearly documented. This enables the reader of your paper to re-create your research and writing process. To borrow information from another without proper acknowledgment is a form of dishonesty known as plagiarism. OSU Academic Regulation 15 requires honesty in academic work.

 

     Honesty in Academic Work (Academic Regulation 15):

The administration of the classroom rests with the instructor. When evidence of academic dishonesty comes to the instructor's attention, the instructor should (a) document the incident, (b) permit the accused student to provide an explanation, (c) advise the student of possible penalties, and (d) take action. The instructor may impose any academic penalty up to and including an "F" grade in the course after consulting with his or her department chair and informing the student of the action taken. Using the standard form, the instructor must report the incident and the action taken to his or her department chair, who, in turn, shall forward the report to his or her dean.

 

Methods of Documentation

There are two primary methods of documentation in the writing patterns of philosophy: the MLA in-text citation style, and footnotes or endnotes. You should ask your professors which style they prefer, if their paper instructions are not explicit.

 

In-text Citations

The MLA (Modern Language Association) style of documentation recommends in-text citations that refer readers to a list of works cited. An in-text citation combines:

 

·                     A phrase that names the author of the source, and

·                     A reference that includes at least a page number.

 

For example, suppose in your paper you quote the following sentence from a book by Marcus J. Borg: "Two key words enable us to glimpse what was most central to Jesus: spirit and compassion." Your in-text citation would look like this: (Borg 46). The reader then knows to turn to the list of "Works Cited" at the conclusion of the paper where more detailed information about the book by Borg can be found: Borg, Marcus J. Meeting Jesus Again for the First Time. New York: HarperCollins Publishers, 1994.

 

In MLA style, a bibliography is compiled at the end of the paper under the heading, "Works Cited." The "Works Cited" section will include the books and articles referenced by the citations within the body of the paper and may also include resource material consulted but not cited. "Works Cited" lists sources alphabetically according to the author's last name. A listing consists of three elements:

 

a.                  Author's name

b.                 Title

c.                  Publication Information

 

Footnotes or Endnotes

A more traditional citation format is to use footnotes (located at the bottom of the page on which the reference is cited) or endnotes (located at the end of the paper). Footnotes and endnotes are signified by the use of superscript type and a successive numbering system. In either form, notes require complete publishing information as do in-text citations:

 

·                     Elements of Documentation (first reference should be fully documented):

a.                                          Author's name

b.                                         Title

c.                                          Publication information

d.                                         Page reference

 

·                     Second and Subsequent references:

a.                                          ) Last name of author

b.                                         Title, if more than one work of an author is cited in the paper

c.                                          Page reference

Page 95

 

·                     Citation Formats:

The format for citation using footnotes or endnotes largely follows the same style as the formats for in-text citations. However, there are two important differences:

 

1.                 The author's first name comes first in the citation, i.e., Kathleen D. Moore, rather than Moore, Kathleen D., and the last name is followed by a comma rather than a period.

2.                 The publication information--place of publication, publisher, and year of publication--is enclosed within a parentheses.

The original example used to illustrate in-text citation would look like this in a footnote or endnote system:

 

1. Marcus J. Borg, Meeting Jesus Again for the First Time (New York: Harper Collins Publishers, 1994) 46.

 

Citation Forms

Whether you use the MLA In-text citation style or the more common Endnotes and Footnotes style, you will need to compile a list of sources used and put it at the end of your paper. The MLA calls this section "Works Cited"; otherwise it is called a "Bibliography." Here is how you should list the sources you consult:

 

1. General Form of Book Citations

Authors Name: Last name, comma, fist name, period.

Title Full title, italicized or underlined, period. Include subtitles.

Publication Information:

a.                                          Editor or Translator's Name: First name, last name, preceded by Ed. or Trans., followed by period.

b.                                         Edition: 2nd ed., 3rd ed., etc.

c.                                          Volume number

d.                                         Publisher: city, state, colon, publishing company, comma, year of publication.

e.                                          Page numbers: Used only when a specialized part of a book is cited, such as a preface or appendix.

 

2. General Form of Periodical Citations

Author's Name: Last name, comma, first name, period.

Title: Enclosed in quotation marks. Period precedes closing quotation.

Publication Information:

a.                                          Name of book or periodical: Italicized or underlined, period.

b.                                         Volume and Issue number:

c.                                          Publication Date and page numbers: Year of publication in parentheses, colon, page numbers of article, period.

 

Examples of Book Citation Formats

Book:
Hamington, Maurice. Hail Mary? The Struggle for Ultimate Woman hood in Catholicism. New York: Routledge, 1995.

 

Two or Three Authors:
Lakoff, George and Mark Johnson. Metaphors We Live By. Chicago: The University of Chicago Press, 1980.

 

Four or More Authors:
Bouma, Hessel, III, et al. Christian Faith, Health and Medical Practice. Grand Rapids, Michigan: Eerdmans Publishing Company, 1989.

 

Editor:
List, Peter C., Ed. Radical Environmentalism: Philosophy and Tactics. Belmont, California: Wadsworth Publishing Company, 1993.

 

Author with an Editor:
Mill, John Stuart. Utilitarianism. Ed. Samuel Gorovitz. Indianapolis: The Bobbs-Merrill Company, 1971.

 

Translation:
Kant, Immanuel. Foundations of the Metaphysics of Morals. Trans. Lewis White Beck. Indianapolis, Indiana: Bobbs-Merrill Educational Publishing, 1969

 

Two or More Works By the Same Author:
Borg, Marcus J. Meeting Jesus Again for the First Time. New York: Harper San Francisco, 1994.
                 . Jesus: A New Vision. San Francisco: Harper and Row, 1987.

 

Second or Subsequent Edition:
Moore, Kathleen Dean. Inductive Arguments: Developing Critical Thinking Skills. 3rd ed. Dubuque, Iowa: Kendall Hunt Publishing Company, 1995.

 

Multivolume Work:
Kierkegaard, Soren. Either/Or. 2 vols. Garden City, New York: Doubleday Company, Inc., 1959.

 

Work in an Anthology:
Roberts, Lani. "Duty, Virtue, and the Victim's Voice." Ed. Courtney S. Campbell and B. Andrew Lustig, Duties to Others. Dordrecht, The Netherlands: Kluwer, 1989. 109-121.

 

Examples of Periodical Citation Formats

 

Article in a Journal Paginated by Issue:
Leibowitz, Flo. "Pornography and Persuasion." Philosophy and Literature 18:1 (1994): 118-123.

 

Article in a Journal Paginated by Volume:
Uzgalis, William L. "The Anti-Essential Locke and Natural Kinds." The Philosophical Quarterly 38 (1988): 330-340.

 

Article in a Newspaper:
Pacheco, Manuel. "Mexico's Problems Go Beyond the Peso." The Oregonian 11 August 1994: B12.

 

Article in a Weekly Magazine:
Borg, Marcus. "Death as the Teacher of Wisdom." The Christian Century 26 February 1986: 203-206.

 

Article in a Monthly Magazine:
Moore, Kathleen Dean. "The Willamette River." The North American Review March/April 1994: 8-10.

 

Review:
Scanlan, Michael. Rev. of Bertrand Russell: The Origins, by A. Garciadiego. Modern Logic 5:4 (1995): 428-434

 

Editorial:
"No License to Kill." Editorial. The Oregonian 20 October 1994: D8.

 

Letter to the Editor:
Campbell, Courtney S. Letter. The Oregonian 27 October 1993: D6.

 

Examples of Citation Formats for Other Sources

 

Pamphlet or Government Publication:
Association of Forest Service Employees for Environmental Ethics. Clarion Calling: A Guidebook for Forest Service Employees. Eugene, Oregon. 1995.

 

Personal Interview:
Nelson, Carrie. Personal Interview. 20 October 1995.

 

Film:
North by Northwest. Dir. Alfred Hitchcock. MGM, 1959.

 

Television Program:
"Do Unto Others." Ethics in America. Narr. Fred Friendly. PBS, WGBH Boston. 7 Aug. 1988.

Credits
Philosophy Department
Oregon State University
Corvallis, Oregon 97331
Office Phone (541)737-5650

copyright 1997 by Department of Philosophy, Oregon State University.  Reprinted with permission.